Hi, I’m
J. Voltaire Godoy
Senior Manager - Compliance And Risk Management
Pasig
Overview
19
years of professional experience
2
Certificates
Work History
Elevate Services
Senior Manager - Compliance and Risk Management
03.2015 - 03.2023
Job overview
- Established a communication (electronic and voice) surveillance team covering Asia-pacific for Morgan Stanley.
- Established a risk management surveillance team for the Asia Private Wealth Management business of Morgan Stanley.
- Played instrumental role in company-wide risk assessment efforts, supporting enhancements in business processes and controls.
- Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
GL Investment Services
Investment Advisor
12.2013 - 02.2015
Job overview
- Met and collaborated with existing and prospective clients to ascertain financial goals and provide recommendations on investment solutions.
Cocolife
Portfolio Manager
09.2012 - 12.2012
Job overview
- Equity fund manager for variable life funds.
- Created and managed a portfolio that outperforms industry benchmarks.
- Developed rebalancing strategies to minimize risk exposures.
East West Capital Corporation
Dealer/Equity Trader
03.2010 - 08.2012
Job overview
- Monitored market trends and developed strategies to capitalize on potential opportunities.
- Collaborated with clients to maintain relationships and provide customers with thorough support and guidance.
Globalinks Securities and Stocks, Inc.
Equities Trader
02.2007 - 01.2010
Job overview
- Discussed financial options with clients and provided informed suggestions.
- Recommended specific investments to help clients meet financial goals.
- Researched current economic trends and investment opportunities to stay abreast of financial markets.
- Tracked prices, yields and other trends to correctly interpret impacts on investment programs.
Westlink Global Equities Inc.
Equities Trader
12.2003 - 01.2007
Job overview
- Discussed financial options with clients and provided informed suggestions.
- Recommended specific investments to help clients meet financial goals.
- Researched current economic trends and investment opportunities to stay abreast of financial markets.
- Tracked prices, yields and other trends to correctly interpret impacts on investment programs.
Education
NIIT
Certificate in E-Technology
01.2002 - 2003.01
University Overview
De La Salle University
Bachelor of Science from Commerce, Major in Marketing Management
06.1995 - 1998.09
University Overview
- Elected class president in1998
La Salle Green Hills
High School Diploma
06.1991 - 1995.03
University Overview
Academic Excellence: Third Honors, Exemplary Deportment Award
Skills
Communications Surveillance
undefinedTimeline
CFA Investment Foundations
04-2018
Senior Manager - Compliance and Risk Management
Elevate Services
03.2015 - 03.2023
Investment Advisor
GL Investment Services
12.2013 - 02.2015
Portfolio Manager
Cocolife
09.2012 - 12.2012
Dealer/Equity Trader
East West Capital Corporation
03.2010 - 08.2012
Equities Trader
Globalinks Securities and Stocks, Inc.
02.2007 - 01.2010
Equities Trader
Westlink Global Equities Inc.
12.2003 - 01.2007
NIIT
Certificate in E-Technology
01.2002 - 2003.01
Certified Securities Representative
02-2000
De La Salle University
Bachelor of Science from Commerce, Major in Marketing Management
06.1995 - 1998.09
La Salle Green Hills
High School Diploma
06.1991 - 1995.03
Summary
Detail-oriented Senior Compliance and Risk Management Manager offering expertise in compliance and risk management surveillance gained through 20+ years of experience in buy side and sell side firms. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative leader with dedication to partnering with coworkers to promote engaged, empowering work culture. Documented strengths in building and maintaining relationships with diverse range of stakeholders in dynamic, fast-paced settings.
Certification
CFA Investment Foundations
Similar Profiles
Maneet Singh ModiManeet Singh Modi
Salesforce Administrator at Elevate ServicesSalesforce Administrator at Elevate Services
Pankaj MawatwalPankaj Mawatwal
Legal Associate at Elevate ServicesLegal Associate at Elevate Services
Sunil ThapaSunil Thapa
L2 Support Engineer at Elevate ServicesL2 Support Engineer at Elevate Services