Aakash Khatri
Greater Noida
Summary
Risk and Financial Crime professional specializing in AML/POCA controls, risk assessments, and control testing within RCSA/SOX frameworks.
Experienced in KYC and transaction monitoring control environments, with a strong focus on identifying financial crime risks and strengthening control effectiveness.
Skilled in partnering with cross-functional teams to implement scalable, regulatory-aligned control frameworks.
Overview
5
5
years of professional experience
Work History
Analyst
Barclays Bank
Noida
06.2022 - Current
- Led end-to-end RCSA lifecycle, including risk identification, control design assessment, and remediation tracking across business units
- Supported POCA (Prevention of Criminal Activities) and AML control frameworks, ensuring alignment with internal policies and regulatory expectations
- Performed control testing and reviews of KYC and transaction monitoring processes, validating control effectiveness and identifying gaps
- Contributed to identification of potential suspicious activity risks through structured risk assessments and control evaluations
- Identified control gaps and recommended risk mitigation strategies, strengthening the overall control environment
- Partnered with Compliance, Risk, and Business teams to implement enterprise-wide governance frameworks
- Supported internal audits and regulatory reviews, providing documentation, control evidence, and tracking remediation
- Maintained centralized repositories for issues, controls, and audit findings, improving governance transparency
- Leveraged data insights to identify risk trends and control weaknesses, driving continuous improvement initiatives
Control management associate
TATA AIG GENERAL INSURANCE COMPANY LIMITED
03.2022 - 06.2022
- Provided independent assurance on internal controls, strengthening governance, risk management, and compliance frameworks
- Conducted risk assessments (RCSA), control evaluations, and testing, identifying control gaps, fraud risks, and driving remediation actions
- Performed process walkthroughs and design effectiveness reviews aligned with SOX, audit standards, and regulatory requirements
- Delivered audit insights and risk reports, highlighting key risks, root causes, and control deficiencies for informed decision-making
- Collaborated with cross-functional teams to implement control improvements, support vendor risk reviews, and enhance issue management and process efficiency
Territory Incharge
JK TYRE AND INDUSTRIES LIMITED
10.2020 - 03.2022
- Conducted risk assessments, variance analysis, and financial reviews to identify anomalies, control gaps, and operational risks
- Designed dashboards and monitoring frameworks to enhance control visibility, governance, and real-time risk tracking
- Analyzed business data to identify inefficiencies, strengthen forecasting controls, and drive process improvements
- Collaborated with cross-functional teams and stakeholders to deliver risk insights, ensure compliance, and support strategic decision-making
Education
Master in Business Administration -
JK Lakshmipat University
Bachelor of Business Adminstration -
University of Lucknow
Intermediate -
Fatima Senior Secondary School
Skills
- Transaction Monitoring (Control Frameworks)
- Risk Control Self-Assessment (RCSA)
- Control Testing & QA
- Financial Crime Risk Assessment
- Issue & Remediation Management
- Data Analysis (Power BI, Excel, SQL, Tableau)
- Stakeholder Management
- Design making
- Analytical and business forecasting
- Strategic Planning
- KYC
- SQL
- Sales force
Timeline
Analyst
Barclays Bank
06.2022 - Current
Control management associate
TATA AIG GENERAL INSURANCE COMPANY LIMITED
03.2022 - 06.2022
Territory Incharge
JK TYRE AND INDUSTRIES LIMITED
10.2020 - 03.2022
Master in Business Administration -
JK Lakshmipat University
Bachelor of Business Adminstration -
University of Lucknow
Intermediate -
Fatima Senior Secondary School