Scuba Diving, Reading, Sports, Technology, Trekking, Running
SRINIVASAN (SRINI) CHINNELLI
CIA, CRMA, CISA, CDPSE, ISC2-CC, CCA (Blockchain)
METRO MANILA
Summary
Seasoned auditing and risk management professional with 20+ years in the Global Banking Industry across all three lines of defense. Passionate about risk management, auditing, data privacy, and information technology. Skilled in conducting thorough inspections of organizations' operations, technology, and support functions to analyze risks and provide valuable recommendations for process improvement and control enhancement. Recognized for strong organization and communication abilities, adept at leading and building high-performing teams in fast-paced and dynamic environments.
Overview
20
20
years of professional experience
7
7
Certificates
3
3
Languages
Work History
Senior Audit Manager - Executive Director
Wells Fargo International Solutions LLC - Philippines
Metro Manila
12.2022 - Current
- Internal Audit Leader (HOD) for Philippines responsible for independent assurance activities as part of 3rd line of defense across multiple Lines of Businesses including Technology
- As Local Head of Audit Department, responsible for periodic updates to Board of Wells Fargo Philippines and Represent Local Leadership Team in internal and external leadership engagements at industry level as well as in professional capacity
- As Senior Audit Manager, responsible for resource management and assisting broader team in overall audit plan completion
- Develop and guide a culture of talent development to meet business objectives and strategy
- Assess associated risks and controls and complete engagements within my segment of the audit plan
- Plan and organize work in an annual cycle, not just project cycle
- Ensure audit engagements are risk-based, and executed according to Internal Audit policies and guidance
- Build and maintain a proficient team of audit managers, senior auditors and analysts.
- Provide timely feedback, coaching and monitoring of development plans
- Develop and maintain excellent business relationships with leadership and other stakeholders, such as regulatory agencies
Senior Auditor - AVP
JPMorgan Chase & Co. Philippines Global Service Center
Metro Manila
12.2016 - 10.2022
- Lead Global Integrated (Business & IT) Audits for Consumer & Community Banking Line of Business. Responsibilities include Planning, Fieldwork and Reporting audit results to the executive management as well as Audit Management.
- Experienced in Performing Audits within areas such as Consumer Banking Operations, Data Integrity, IT Controls, Intelligent Solutions, Enterprise Functions including Compliance, Human Resources, Data Privacy, Business Resiliency, Digital Accessibility (WCAG 2.1).
- Strong understanding of financial regulatory environment and Experienced in issue validation and remediation.
- Excellent verbal, written, and interpersonal communication skills in presenting audit plans or results such as issues and audit report ratings to executive management as well as audit management.
- Experienced in performing Risk Assessments by assessing risks in categories such as operations, Fiduciary, People, Technology, Credit, Finance, Model, Regulatory, Legal & Compliance and Strategic
- Experienced in querying and analyzing large data with the help of Data Analytics software such as SQL Teradata, Alteryx, Tableau & Python.
HR Control and Data Privacy Officer - AVP
JPMorgan Chase & Co. Philippines Corporate Center
Metro Manila
11.2014 - 11.2016
- Established and implemented JPMC Operational Risk Framework for Global and Regional HR Teams spread across 35 countries in NAMR, EMEA and APAC.
- Highly Experienced in implementing RCSA on a global scale and specializing Risk Management activities such as Risk Identification, Risk Measurement, Risk Monitoring, Risk Mitigation, Risk Reporting techniques.
- Experienced in Control Testing, Issue Management, Risk Event Management, Data Privacy Incident Management
- Experienced in providing Training and conducting workshops on topics such as Risk Management (RCSA), Data Privacy, Auditing, Information Security.
Sr. Manager - Risk & Control Specialist
Bank of America
Delhi/Gurgaon, Hyderabad, Metro Manila
08.2011 - 08.2014
- Established and implemented of Operational Risk Framework for Philippines Center across all lines of business.
- Implemented operational risk management policies, limits and strategies that complied with standards and strategic imperatives of organization.
- Coordinated ongoing efforts to strengthen risk culture and fine-tuned risk appetite for Banking Operations through training and awareness sessions and certification programs in risk management.
- Established strong relationships with clients and stakeholders, ensuring long-term partnerships and repeat business.
- Mentored leaders within organization in risk management skill development within the organization.
Manager - Risk & Control Manager
Bank of America
07.2010 - 08.2011
- Risk Manager for Global Banking & Markets Lines of Business in India, assessed over 30 New Migrations.
- Trained over 1000 employees in Operational Risk Framework.
- Experienced in Monthly Operational Risk Scorecard Reporting, Risk Reviews & Control Testing of High Risk Functions.
Assistant Manager - Banking Operations
Bank of America
05.2005 - 08.2009
- Supervised day-to-day operations to meet performance, quality and service expectations.
- Started as Team Member in Wholesale Banking Operations Hyderabad and Won Several Awards for Automation and Productivity Improvements through Six Sigma Methodology
- As Team Developer for Wholesale Banking Operations, successfully Trained pilot team in new site in Gurgaon/ Delhi in 2006.
- As Team Leader, managed Account Closing new Team pilot in Gurgaon in 2007.
- As Assistant Manager for Managed Implementation in Wholesale Banking, managed team of 50 employees including 2 Team Leaders & 1 Trainer.
- Won Best Team Award in 2008. Improved customer satisfaction by addressing and resolving complaints promptly.
- Promoted 3 times in 4 years for exemplary performance.
Education
B.Com - Bachelor of Commerce - Accounting, Statistics, Economics & Business Studies
Badruka College of Commerce, Osmania University
Hyderabad, Andhra Pradesh, India 03.2003 - 04.2003
Skills
Organizational Governance
Risk Management
Auditing/Assurance Services
IT/IS Auditing
Data Privacy
Data Analytics
Complex Problem-solving
Team Orchestration
Build High Performing Teams
Coaching and mentoring
Critical thinking
Recruiting and Hiring
Innovation
Affiliations
- Institute of Internal Auditors (Member Since 2014)
- ISACA - Silver Status (Member Since 2020)
- ISC2 (Member Since 2023)
Certification
CIA - Certified Internal Auditor
Interests
Timeline
CC (ISC2) - Certified in Cybersecurity
12-2023
Senior Audit Manager - Executive Director
Wells Fargo International Solutions LLC - Philippines
12.2022 - Current
CCA - Certified Cryptocurrency Auditor (Blockchain)
12-2022
CDPSE - Certified Data Privacy Solutions Engineer
03-2021
CISA - Certified Information Systems Auditor
07-2020
Senior Auditor - AVP
JPMorgan Chase & Co. Philippines Global Service Center
12.2016 - 10.2022
CRMA - Certified in Risk Management Assurance
11-2016
CIA - Certified Internal Auditor
05-2016
MSD - Master Scuba Diver (NAUI)
12-2015
HR Control and Data Privacy Officer - AVP
JPMorgan Chase & Co. Philippines Corporate Center
11.2014 - 11.2016
Sr. Manager - Risk & Control Specialist
Bank of America
08.2011 - 08.2014
Manager - Risk & Control Manager
Bank of America
07.2010 - 08.2011
Assistant Manager - Banking Operations
Bank of America
05.2005 - 08.2009
B.Com - Bachelor of Commerce - Accounting, Statistics, Economics & Business Studies
Badruka College of Commerce, Osmania University
03.2003 - 04.2003
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Accomplishments
- Transformational Leadership - Built and Lead Multiple Teams from Scratch in Areas such as Banking Operations, Controls, Internal Audit. Winner of Best Team Award.
- Audit Leadership - Introduced of Agile Auditing by implementing Continuous Auditing Methodology for Audit Function.
- Good Governance - Member of a Volunteer group of Institute of Internal Auditors (PH) responsible for performing Audits, Benchmarking and QAIP (Quality Reviews) for Private and Public Sector Organizations.
- Innovation - Development of data analytics solution and methodology for Customer Complaints analysis for Audit Function.
- Training & Development - Member of volunteer group of ISACA (PH) responsible for developing a strategy around training and development of Chapter Members.
- Authoring - Contributed to a published whitepaper of ISACA titled "5G Privacy: Addressing Risk and Threats". Also a regular contributor to exam questions for key ISACA certifications (CISA, CDPSE).
Languages
English
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Telugu
Elementary
Software
MS-Office
SharePoint
Alteryx
Tableau
SQL
Python
Personal Information
- Date of Birth: 01/23/01
- Nationality: Indian
Skills Additional
Practical Knowledge of Front-end technologies: HTML, CSS, Familiarity with programming language and object-oriented programming language: Java, Excellent communication and active listening skills, Debugging and problem-solving skills, Collaborative and participatory style of working (8 months of work experience)
Awards
- Published Articles in Stumagz
- Technical Presentation (Blockchain Technology)
Disclaimer
Passionate and innovative software enthusiast, dedicated to crafting elegant and efficient solutions that drive technological progress. Eager to embark on a journey of continuous learning and collaborative problem-solving in a dynamic software development environment.
Visa Status
- USA - B1/B2 Visa (Valid until 01/2027)
- Philippines - PEZA Visa [47a2] (Valid until 12/2025)