KRYSTEL ANGELLIE G. TATING
Las Piñas City
Summary
Experienced with conducting comprehensive KYC reviews and ensuring compliance with regulations. Utilizes strong analytical skills to identify and mitigate potential risks. Knowledge of regulatory requirements and customer due diligence processes, ensuring accurate and thorough compliance.
Overview
9
9
years of professional experience
1
1
Certification
Work History
AML/KYC Officer
IQEQ Philippines
Pasig, Metro Manila, Philippines
07.2023 - Current
- Supporting the Luxembourg-based Portfolio Management AIFM Department in fulfilling day-to-day obligations related to AML/KYC on investment for both external and internal parties.
- Create and maintain reports on the AML/KYC data for each investment (Checklist with the status of the documents received)
- Drafting of AML/KYC services agreement and legal documents
- Implementation and maintenance of documents collection methods (Monitor any updates and the share box)
- Collection of appropriate AML/KYC related documentation based on Luxembourg guidelines.
- Performing controls on WorldCheck (name screening and monitoring against targeted financial sanction lists)
- Performing Adverse Media controls
- Maintenance of AML/KYC files
- Performing regular review of AML/KYC documents for the ongoing monitoring
- Handles the onboarding and remediation of the investments per fund
- Supporting the Portfolio Management team in ad-hoc requests received from various stakeholders
- Analyze documents collected pre and post investment
- Coaching and supervising team members
- Point person for collaboration and communications for the Luxembourg-based Portfolio Management Team
- Creation, implementation and updating internal AML/KYC procedures
- Handles the training for the new members of the team
- Ensuring the needed end-of-day reports are always provided to stakeholders
- Creation and maintenance of the team sharepoint
Finance Analyst
Personiv Manila
09.2021 - 07.2023
- Document research and sourcing in KYC for entities in APAC, EMEA, US and LATAM Regions
- Created Production Tracker for daily and monthly monitoring of cases assigned
- Performs AML screening and Customer Due Diligence for US, EMEA and LATAM Regions
HR Administrator - Project Based
Freedom Property Investors
04.2021 - 07.2021
- Sourcing and Recruiting onshore and offshore applicants
- Updating of HR Database
- Creation of Contract Agreements
- Onboarding new employees and offboarding resigned employees
- Training and Development Facilitator
- Assisting Finance Department with cashflow and other minor task in accounting
KYC Analyst - Financial Crime Unit
PricewaterhouseCoopers Consulting Services Phils. Co. Ltd
10.2020 - 04.2021
- Performing end to end process of KYC
- Updating of daily stopwatch of the cases conducted
Technical Staff - Customer Information Servicing Department
Rizal Commercial Banking Corporation
06.2018 - 09.2020
- Receiving Window - Document review of newly created customer information file (CIF)
- Production Line - Double Data Entry of newly created CIFs, updating of client information under CIF Maintenance Review
- Review of KYC documents and virtual face to face videos of Bank From Home clients
- Account Maintenance - Lifting and unfreezing of CIFs and account; Suspension and freezing of CIFs and account with document deficiencies
Human Resource / Admin Officer
Glam Lane Event Supplies and Equipment Rental
01.2017 - 09.2017
- Creation and maintenance of 201 files of the employees
- Payroll Administration
- Interview and Onboarding of new employees
- Compensation and Benefits administration
- Creation of ingress and egress permits for the events
- Administering company accreditation for partner coordinators
- Processing of billing and sales invoice for clients
- Managing setup schedule of events
- POC of the coordinators
Human Resource Assistant - Onboarding (Project Based)
AsiaPeopleWorks! Inc. (Client: EastWest Banking Corporation)
05.2016 - 11.2016
- Creation and Maintenance of 201 files of the employees
- Responsible for payroll account opening need of the employees bank wide
- Tracking employment medical results of applicants and employees
- Pre-employment orientation and collection of requirements
- Conducting training and orientation of the newly hired employees
- Assisting with the creation of employment contracts
Education
Bachelor of Arts - Community Development, Community Psychology
De La Salle University - Dasmariñas
Dasmarinas, Province Of Cavite, Philippines05-2016
Certificate - RPA & Intelligent Automation
Rotman School of Management University of Toronto
Toronto02-2022
Skills
- Competent in using Microsoft Office tools
- Proficient in adhering to schedules
- Ensures data privacy
- Event organization and facilitation
- Goal-oriented
- Innovative process improvement
- Eager to enhance skills
- Skilled in independent task management
- Detail-oriented approach
- Client identification
- Proficient in handling multiple tasks
- Anti-money laundering compliance
- Document validation
- Critical thinking
- Knowledge of data privacy regulations
- Effective organizational skills
- Comprehensive due diligence
- Effective communication
- Client account onboarding
- Analytical investigation skills
- Quality assurance in documentation
- Effective training delivery
- Policy analysis
- Monitoring adherence to regulations
- Regulatory compliance assessments
- Implementation of regulatory standards
- Project coordination
- Data reporting standards
- Leading stakeholder engagement sessions
- Collaborative teamwork
Certification
- Safety Officer II
- Asprec - Manalo Occupational Safety and Health
- Certificate # 11413-082021-13341E
Timeline
AML/KYC Officer
IQEQ Philippines
07.2023 - Current
Finance Analyst
Personiv Manila
09.2021 - 07.2023
HR Administrator - Project Based
Freedom Property Investors
04.2021 - 07.2021
KYC Analyst - Financial Crime Unit
PricewaterhouseCoopers Consulting Services Phils. Co. Ltd
10.2020 - 04.2021
Technical Staff - Customer Information Servicing Department
Rizal Commercial Banking Corporation
06.2018 - 09.2020
Human Resource / Admin Officer
Glam Lane Event Supplies and Equipment Rental
01.2017 - 09.2017
Human Resource Assistant - Onboarding (Project Based)
AsiaPeopleWorks! Inc. (Client: EastWest Banking Corporation)
05.2016 - 11.2016
Bachelor of Arts - Community Development, Community Psychology
De La Salle University - Dasmariñas
Certificate - RPA & Intelligent Automation
Rotman School of Management University of Toronto