Assistant Manager / Settlements Head
AB Capital Securities, Inc.
BGC, Taguig
07.2007 - 01.2021
- Productively and efficiently engaged In Work from Home Set Up since March 2020.
- Planned and applied Strategical Daily Email Reporting in order to adapt in Online Work Set Up.
- Checked, assessed, and approved Client External Electronic Transfer of Shares Requests (Transfer In or Transfer Out).
- Checked, assessed, and approved Client Internal Transfer of Shares Requests.
- Maintained Corporate Actions such as Declassification of Stock or Change in Stock Symbol, Change in Par Value of Stock, Delisting of Stock.
- Monitored and prepared reports for Stock Events such as Initial Public Offering (IPO), Follow-On Offer (FOO), Stock Rights Offering (SRO), Tender Offer (TO).
- Consolidated reports for Stock Events until the End of Offer, and submitted Final Subscription Reports or Application to Subscribe to the assigned Receiving Agents for IPO, FOO and TO, or to Philippine Depository and Trust Corporation (PDTC) System for SRO.
- Checked and read in PDTC and PSE, Daily Memos and Notices issued for Brokers.
- Checked, computed, and approved in PDTC, all the adjustments on Cash Dividends or Stock Dividends before Record Date.
- Checked and reconciled in PDTC, all the Record Date Cash Dividends or Stock Dividends.
- Checked and reconciled in PDTC, all the Credited Cash Dividends on Payment Date.
- Uploaded Transactions T+1 in Securities Clearing Corporation of the Philippines (SCCP) System, CSD Website for Selling Transactions and CCH Website for Buying Transactions.
- Checked, assessed and approved Lodgements.
- Checked, assessed and approved Upliftmens.
- Monitored Lodgements until confirmed or settled in PDTC.
- Monitored Upliftments from confirmation up to releasing of certificates to PDTC.
- Backed Up Daily Settlement Transaction Reports in soft copy form.
- Daily Reconciliation Report of Stock Inventory
