Dave Kenneth Sam Fuertes
Quezon City
Summary
Senior KYC Analyst with over 4 years of working experience in banking and financial industry where I was able to gain and apply AML and KYC expertise. Knowledgeable in performing periodic reviews in Banking and Fund clients. I was able to contribute to the team success by delivering quality results and completions within SLA.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Senior KYC Analyst
ING Hubs Philippines
Makati City, Metro Manila, Philippines
12.2023 - Current
- Performs end-to-end periodic and event-driven CDD KYC review for high-net-worth private individuals, mass retail clients.
- Reviews Mid-Corporate clients in accordance to Wholesale Banking and Office Due Diligence KYC policy and procedure for Legal Entities.
- Analyze corporate documents to identify the purpose of client’s business and establish the ownership and control structure, including main principals and ultimate beneficial owners.
- Conduct sanctions screening, adverse media screening and PEP screening for potential political affiliations and apply risk analysis.
- Conduct a plausibility analysis for client’s source of fund and source of wealth.
- Coordinates with Front Office when client outreach is required.
- Created a project that reduced the processing time for checking KYC documents received.
KYC Specialist
The CITCO Group Limited
Makati City, Metro Manila, Philippines
01.2023 - 11.2023
- Performed EDD and CDD end-to-end KYC review for high-risk and medium-risk fund legal entities, including identification of principals, UBOs and intermediate parties.
- Performed PEP screening, adverse media screening, and sanctions screening.
- Coordinated with stakeholders and relationship managers when performing client outreach due to insufficient document received or expired documents.
- Developed a project that simplified the tracking of outreach status and stage.
KYC and Sanctions Screening Quality Auditor
Accenture Inc.
Taguig, Metro Manila, Philippines
05.2022 - 12.2022
- Responsible for auditing and ensuring that the processed documents are legitimate and meets KYC policy and standard.
- Examined and confirmed whether a true hit exists or whether the screening hits were properly discounted.
- Performed root-cause analysis.
- Provided sanctions-related refresher trainings and coaching.
Anti-Money Laundering Analyst
Accenture Inc.
Taguig, Metro Manila, Philippines
11.2020 - 04.2022
- Performed transaction monitoring for client and several layers of counterparties.
- Reviewed the pattern and movement of money between account holders and which financial instruments were being utilized in order to determine whether potential money laundering activity is being conducted by validating if the activity falls under FATF standards - account takeover, chargeback fraud, or any other typologies.
- Responsible for creating SAR if suspicious activity is observed.
Data Analyst
Accenture Inc.
Taguig, Metro Manila
08.2013 - 10.2020
- Collect and analyze data to ensure whether the insurance claims are being paid correctly.
Education
Bachelor of Arts - Operations Management
San Beda College
Manila, Metro Manila, Philippines03-2013
Certification
- Sanctions Compliance Foundation (ACAMS 2024)
- Preventing Money Laundering and Terrorist Financing (2021)
- How to Identify and Escalate Signs of Money Laundering (2021)
Timeline
Senior KYC Analyst
ING Hubs Philippines
12.2023 - Current
KYC Specialist
The CITCO Group Limited
01.2023 - 11.2023
KYC and Sanctions Screening Quality Auditor
Accenture Inc.
05.2022 - 12.2022
Anti-Money Laundering Analyst
Accenture Inc.
11.2020 - 04.2022
Data Analyst
Accenture Inc.
08.2013 - 10.2020
Bachelor of Arts - Operations Management
San Beda College