ARTHUR BAUTISTA BALUYUT JR

As a Compliance Officer under the Loans Administration Department, I ensured adherence to internal policies, regulatory requirements, and industry standards in the processing and servicing of Auto Loans, Home Loans, and Multi-Purpose Loans. I worked closely with cross-functional teams to monitor, review, and implement compliance protocols to mitigate risks and uphold regulatory integrity across all consumer loan operations.

Key Responsibilities:

• Monitored compliance with Bangko Sentral ng Pilipinas (BSP) regulations, Data Privacy Act, and internal control policies.
• Reviewed and validated loan documents, contracts, and collateral documentation for completeness and accuracy.
• Conducted regular audits and compliance checks on loan accounts and documentation processes.
• Ensured adherence to Know-Your-Customer (KYC), Anti-Money Laundering (AML), and credit underwriting guidelines.
• Assisted in the development and implementation of compliance frameworks and operational workflows.
• Coordinated with internal audit, legal, and risk teams for regulatory reviews and process improvements.
• Supported loan servicing teams in handling exceptions, escalations, and compliance-related issues.
• Tracked regulatory updates and translated changes into actionable compliance guidelines and training.
• Generated compliance reports and metrics for senior management and external regulators as needed.

Key Achievements:

• Supported seamless compliance integration for loan system automation and digitization initiatives.
• Played a key role in ensuring successful internal and external audit outcomes for the Loans Administration unit.

Skills & Tools:

• Compliance Monitoring & Risk Assessment
• BSP Regulatory Frameworks
• Loan Documentation & Processing
• Internal Audit Coordination
• Data Privacy & AML Compliance
• Policy Interpretation & Implementation
• Microsoft Office Suite (Excel, Word, PowerPoint)
• Loan Management Systems (LMS) and Core Banking Platforms

As a Registered Financial Advisor at Pru Life UK, I provided clients with professional financial planning services, focusing on life insurance, investment-linked plans, and wealth protection solutions. I identified client needs, educated them on financial products, and created tailored strategies to support their short- and long-term financial goals in compliance with Insurance Commission regulations.

Key Responsibilities:

• Conducted personalized financial needs analysis to determine appropriate insurance and investment solutions.
• Advised clients on risk protection, income replacement, education funding, estate planning, and retirement planning.
• Educated individuals and families on the value of financial literacy and long-term wealth accumulation.
• Facilitated the application, underwriting, and policy issuance processes, ensuring accuracy and compliance.
• Maintained consistent follow-ups for policy servicing, renewals, and beneficiary updates.
• Attended training and certification programs to remain compliant with Insurance Commission and company standards.
• Built and maintained a strong client portfolio through prospecting, referrals, and community engagement.
• Met and exceeded sales targets through client-centered service and ethical advisory practices.

Key Achievements:

• Achieved PCA 2 Star Qualifer for outstanding sales performance.
• Consistently met or surpassed monthly and quarterly production quotas.
• Helped clients achieve financial security through successful policy conversion and retention.

Skills & Certifications:

• Financial Needs Analysis (FNA)
• Life Insurance & Investment-Linked Products
• Sales & Client Relationship Management
• Compliance with Insurance Commission Guidelines
• Financial Planning & Wealth Management
• Presentation & Communication Skills
• Licensed by the Insurance Commission – Philippines

As a Paralegal at Navarro Mendoza Navarro and Partners, I provided essential legal support to attorneys across diverse practice areas including civil, criminal, corporate, labor, and family law. I was responsible for managing case files, drafting legal documents, conducting legal research, and coordinating case schedules, ensuring the efficient and compliant operation of legal services.

Key Responsibilities:

• Drafted pleadings, contracts, affidavits, and legal correspondence for attorney review and filing.
• Conducted legal research using case law databases, statutes, and jurisprudence to support case strategies.
• Prepared case briefs, timelines, and supporting documents for court hearings and submissions.
• Managed and organized physical and digital case files, ensuring data accuracy and accessibility.
• Filed documents with courts and government agencies (e.g., RTC, MTC, NLRC, SEC) and tracked deadlines.
• Liaised with clients, courts, and government agencies to obtain documentation, schedule hearings, and follow up on filings.
• Assisted in notarization, authentication, and due diligence processes related to corporate and real estate transactions.
• Maintained compliance with legal ethics, confidentiality protocols, and procedural rules.

Key Achievements:

• Successfully supported attorneys in managing active cases with minimal error and delay.
• Helped reduce document preparation time through improved file organization and template standardization.
• Recognized for accuracy and reliability in managing sensitive legal documents and filings.

Skills & Tools:

• Legal Research & Drafting
• Case Management & Filing Systems
• Court Procedure & Legal Compliance
• Client Coordination & Documentation
• Notarial and Regulatory Support
• Microsoft Office (Word, Excel, Outlook)
• Online Legal Databases (Chan Robles, Lawphil, etc.)