ALPHA ISAAC WALICAN
Apalit, Province Of Pampanga,PAM
Summary
Knowledgeable Compliance Analyst with strong foundation in regulatory compliance and risk management. Proven track record in identifying and mitigating compliance risks, ensuring adherence to industry standards.
Overview
10
10
years of professional experience
Work History
CDD Compliance Analyst
Opus Fund Services Inc.
06.2022 - Current
- Conducted FATCA-CRS review and compiled relevant data for tax filing, ensuring compliance with international tax regulations and reporting standards for investors in the British Virgin Islands (BVI), European Union-Ireland (EU-IRE), Cayman Islands, and Bermuda.
- Performed comprehensive AML-KYC screenings on all investors, successfully identifying high-risk individuals, politically exposed persons (PEPs), and sanctioned entities. Applied enhanced due diligence measures to mitigate risks and ensure regulatory compliance.
- Utilizing AML/KYC software ensures that businesses comply with regulatory requirements for preventing and detecting financial crimes. Solutions such as LexisNexis, Maestro, and iSymphony facilitate thorough risk assessment, customer due diligence, and ongoing monitoring to mitigate financial crime risks effectively.
- Respond to compliance-related emails daily, ensuring timely and accurate communication regarding regulatory requirements, risk assessments, and due diligence processes. Provide clear and concise explanations, address inquiries, and support business operations in maintaining compliance with relevant standards and guidelines.
- Enhanced AML compliance by conducting thorough investigations and risk assessments on potential clients.
- Enhanced overall efficiency of the Compliance department by automating manual processes where possible, leading to increased accuracy and reduced turnaround times.
- Collaborated with cross-functional teams for the successful implementation of new compliance initiatives.
- Monitored adherence to industry regulations, ensuring timely reporting of any discrepancies or violations.
- Prepared documentation and records for upcoming audits and inspections.
- Reduced false positives in transaction monitoring alerts through continuous refinement of system parameters based on historical patterns and trends.
- Assisted in maintaining a robust AML program by staying current on industry trends, laws, and best practices.
Customer Due Diligence Officer
William Hill Online
02.2017 - 06.2022
- Customer Protection Department – CDD Team
- Conduct due diligence checks conforming Anti Money Laundering regulatory requirements
- Perform proactive checks to protect vulnerable clients and offer our Responsible Gambling options
- Reviewed audit and monitoring reports related to consumer and client activities
- Handle regulatory tasks to ensure compliance with relevant regulations
- Maintained strict adherence to industry regulations, minimizing risk exposure for the organization.
- Mentored junior staff members, helping them develop their skills and advance in their careers.
- Stayed current with latest changes to applicable regulatory standards and company procedures
- Liaised with risk management, internal audit and employee services departments to direct compliance issues to appropriate channels for investigation and resolution
- Contributed to strategic improvement plans to integrate solutions to audit findings and workflow process issues
- Quickly learned new skills and applied them to daily tasks, improving efficiency and productivity
Customer Service Teammate
Uber TaskUs Inc
01.2015 - 04.2016
- Provided primary customer support to internal and external customers in fast-paced environment
- Responded to customer requests for products, services and company information
- Offered advice and assistance to customers, paying attention to special needs or wants
Education
Bachelor of Science - Aviation Electronics Tech
Philippine State College of Aeronautics
Floridablanca, Pampanga01-2015
High School Diploma - undefined
Assumpta Technical High School
San Simon, Pampanga01.2011
Graduate - undefined
Jose Escaler Memorial School
Apalit, Pampanga01.2007
Skills
- Effective due diligence assessment
- Anti-money laundering expertise
- Tax filing and regulatory assessment
- Analytical investigation skills
- Experience in auditing processes
- Effective data visualization
- Regulatory analysis
- Research and analysis
- Comprehensive risk assessment
- Regulatory compliance documentation
- Compliance evaluation and reporting
Timeline
CDD Compliance Analyst
Opus Fund Services Inc.
06.2022 - Current
Customer Due Diligence Officer
William Hill Online
02.2017 - 06.2022
Customer Service Teammate
Uber TaskUs Inc
01.2015 - 04.2016
High School Diploma - undefined
Assumpta Technical High School
Graduate - undefined
Jose Escaler Memorial School
Bachelor of Science - Aviation Electronics Tech
Philippine State College of Aeronautics
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